Trading Restrictions

Firms that place trading restrictions on retail investors’ ability to transact in securities on their platforms as the result of negligent liquidity management practices, with knowledge that such restrictions would substantially and negatively impact their customers’ positions breach their fiduciary duty and the covenant of good faith and fair dealing they have with their customers. The attorneys at Rosenberger + Kawabata are well-versed in the 2021 meme stock event and fight for investors whose positions were harmed by the position closing only (PCO) restrictions on the stocks.

If you lost money as a result of trading restrictions imposed on your account, contact the securities attorneys at Rosenberger + Kawabata.

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