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Elliot Rosenberger
Makoa Kawabata
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February 15, 2026
Sued Under the TCPA? A Business’s First Steps in California
February 8, 2026
FINRA files complaint against John Dennis Lowry of Spartan Capital Securities alleging $3.25 million in undisclosed markups on private placements
February 5, 2026
The Five TCPA Claims Businesses Face, and How Each Is Defended
January 26, 2026
FINRA Files Complaint Against Kirk James Crossen Alleging He Borrowed $400,000 from 84-Year-Old Customer With Onset of Dementia
January 25, 2026
Ninth Circuit Limits Prerecorded-Voice Claims for Video Texts
January 25, 2026
FINRA Suspends Jacob Lee Harper 22 Months for Borrowing from Customers and Providing False Information
January 21, 2026
FINRA Suspends Former LPL Financial Broker Barry L. Buchholz for Unauthorized Trades Totaling $590,795 in Inheritance Accounts of Four Customers
January 15, 2026
Eleventh Circuit Vacates the TCPA One-to-One Consent Rule
January 5, 2026
What Is the TCPA? A Guide for Businesses That Call and Text
November 9, 2025
FINRA suspends Mack Leon Miller of Spartan Capital for excessive trading that cost senior customers $71,022 in losses
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