Rosenberger + Kawabata

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- Elliot Rosenberger
- B. Makoa Kawabata
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(310) 894-6921

Our law firm focuses on misconduct by brokers, brokerage firms, and investment advisors.

Our practice areas include:

SECURITIES FRAUD
BREACH OF FIDUCIARY DUTY
BROKER THEFT
UNSUITABLE INVESTMENT STRATEGY
UNAUTHORIZED TRADING
PONZI SCHEMES
CHURNING (EXCESSIVE TRADING)
FAILURE TO SUPERVISE
ELDER ABUSE
SELLING AWAY
TRADING RESTRICTIONS
BEST EXECUTION
JUNK BONDS
REAL ESTATE INVESTMENT TRUSTS (REITs)
PRIVATE PLACEMENTS

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