Skip to content

Rosenberger + Kawabata

Practice Areas
Attorneys
- Elliot Rosenberger
- Makoa Kawabata
Results
Blog
Contact Us

Tag: compliance violations

Have Questions?

If you’ve lost money due to broker misconduct or fraud, our attorneys can help you understand your options.

Contact Us Today

Phone

Email

contact@rosenberger.law

March 12, 2026

FINRA Suspends David John Taddeo for Undisclosed Private Securities Transactions

Let’s Talk.

Contact Us Today

Rosenberger + Kawabata

Navigation

Practice Areas
Attorneys
Results
Blog

Practice Areas

Business Litigation
Securities Arbitration
Federal Claims

Contact

(310) 894-6921
Get in Touch

Attorney Advertising. The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship. Testimonials, endorsements, and past results do not constitute a guarantee, warranty, or prediction regarding the outcome of your legal matter. Because laws change frequently, some of the information on this site may be out of date and not correct when you read it.

© 2026 Rosenberger + Kawabata.