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FINRA complaint
FINRA Enforcement
FINRA files complaint against Frederick Joseph Cammarano III alleging supervision failures in churning scheme
March 11, 2026
FINRA Enforcement
FINRA files complaint against John Joseph Stapleton of Spartan Capital Securities alleging churning and unsuitable trading
March 10, 2026
FINRA Enforcement
FINRA files complaint against former Spartan Capital Securities broker James Robert Pecoraro alleging customer account churning and unsuitable trading recommendations
March 9, 2026