Rosenberger
+
Kawabata
Practice Areas
Business Litigation
Securities Arbitration
Consumer Protection
Attorneys
Elliot Rosenberger
Makoa Kawabata
Results
Blog
Contact Us
Tag:
Great Neck New York
FINRA Enforcement
FINRA files complaint against Michael A. Darvish of Spartan Capital Securities alleging excessive trading and Reg BI violations
March 8, 2026