Rosenberger
+
Kawabata
Practice Areas
Business Litigation
Securities Arbitration
Federal Claims
Attorneys
Elliot Rosenberger
Makoa Kawabata
Results
Blog
Contact Us
Tag:
supervisory suspension
April 23, 2026
FINRA Suspends Christine Cantone in Principal and Supervisory Capacities for Failure to Supervise Private Placement Fraud
Let’s Talk.
Contact Us Today